Michael Shaw
The Shaw Law Group, LLC
Baltimore,
Maryland
Contact
How to contact
410-323-4293
Professional Profile
Call Me When
you learn of a financial advisory firm/professional in need of legal advice on an acquistion/sale, SEC/FINRA/CFP Board investigation, complyiing wtih a new regulation, or an employment issue.
Professions
Attorney
Functional Expertise
Arbitration
Board of Directors (for profit)
Board of Directors (not for profit)
Buy side/Acquisitions
Corporate/Business law
Employment
Governance
Investments
Management succession
Mergers
Regulatory
Risk management
SEC
Sell side/Divestiture
Transaction advisory
Business Focus
Financial advisory firms/professionals - investment advisor, broker-dearer, insurance
Professional Certification
Certified Regulatory Compliance Professional (CRCP(R)), Chartered Financial Consultant (ChFC(R), Chartered Life Underwriter (CLU(R))
Client Industries
Financial Services
Non-profit
Client Results
An XPX member referred me to a client who I advised in selling her investment advisory firm, which included drafting the Letter of Intent, Sale Agreement, and Consulting Agreement, and ensuirng compliance with SEC and State regulations.
Chapter information
Membership
Maryland Individual
Member since
Member for 5 years
Why I'm a Member of XPX
XPX affords me the opportunity to meet business owners in an informative and collaborative setting.
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